CR
CR

Colleen Rapp

23 Years of Experience
Barrington, IL
Broker

Colleen Rapp is a registered investment advisor at Morgan Stanley, based in Barrington, IL, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

760 West Main Street, Barrington, IL, 60010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Colleen is a board member of Women in Networking (WIN), a women's networking group in Lake Zurich, Illinois. She spends minimal time on this activity, with one hour during business hours and four hours after business hours.

Employment History
Current Registrations
Morgan StanleyBroker
March 2022 - Present · 4 yrs 4 mos
Morgan Stanley
March 2022 - Present · 4 yrs 4 mos
Previous Registrations
Ameriprise Financial Services, LLC
February 2020 - February 2022 · 2 yrs
Ameriprise Financial Services, LLCBroker
February 2020 - February 2022 · 2 yrs
Mcg Securities LLCBroker
October 2019 - December 2019 · 2 mos
Bluestone Capital Management, LLC
October 2019 - December 2019 · 2 mos
First Trust Advisors LP
January 2012 - January 2019 · 7 yrs
First Trust Portfolios L.P.Broker
February 2010 - January 2019 · 8 yrs 11 mos
Sunamerica Capital Services, INC.Broker
September 2007 - February 2009 · 1 yr 5 mos
American Skandia Marketing, INC.Broker
June 2006 - September 2007 · 1 yr 3 mos
Allstate Distributors, L.L.C.Broker
May 2006 - June 2006 · 1 mo
Dws Scudder Distributors, INC.Broker
January 2006 - May 2006 · 4 mos
Allstate Distributors, L.L.C.Broker
October 2002 - November 2005 · 3 yrs 1 mo
Afd, INC.Broker
May 2000 - October 2002 · 2 yrs 5 mos
State Registrations37 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.