JD
JD

John Davis

28 Years of Experience
Lexington, KY
Broker

John Davis is a registered investment advisor, based in Lexington, KY, with 28 years of industry experience.

Location

2257 Harrodsburg Road, Lexington, KY, 40504

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John operates Legacy Wealth Management as a DBA since 2009. He also uses JD Davis Management, Inc. as an S-Corp for accounting purposes related to his brokerage business, and owns two real estate LLCs: LWM Properties, LLC (dedicating minimal time) and Whispering Oaks, LLC.

Employment History
Current Registrations
Ifp Securities, LLCBroker
May 2019 - Present · 7 yrs
Independent Financial Partners
February 2014 - Present · 12 yrs 3 mos
Previous Registrations
LPL Financial LLCBroker
May 2009 - May 2019 · 10 yrs
LPL Financial LLC
May 2009 - November 2015 · 6 yrs 6 mos
Wachovia Securities, LLCBroker
January 2008 - May 2009 · 1 yr 4 mos
Wells Fargo Advisors, LLC
January 2008 - May 2009 · 1 yr 4 mos
A. G. Edwards & Sons, INC.
October 2003 - January 2008 · 4 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
March 1998 - January 2008 · 9 yrs 10 mos
State Registrations6 states
FLINKYNCNMSC
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
John Davis - Financial Advisor | TrueAdvisor