David Mazzetti is a CFP-designated registered investment advisor, based in Poughkeepsie, NY, with 28 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2515 South Road, Poughkeepsie, NY, 12601
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Regulatory History (1)
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Customer Dispute
October 2015Settled
Other Business Activities
David owns commercial real estate since 2012 and another business since 2022, spending about 10-20% of his time on the latter. He also serves on the board of directors for Mazzetti, dedicating minimal time, and is involved with 7B Ventures, LLC, spending about 10-20% of his time.
Employment History
Current Registrations
Newedge Securities, LLCBroker
February 2026 - Present · 8 mos
Newedge Advisors
February 2026 - Present · 8 mos
Previous Registrations
Ameriprise Financial Services, LLC
June 2011 - March 2026 · 14 yrs 9 mos
Ameriprise Financial Services, LLCBroker
April 1998 - March 2026 · 27 yrs 11 mos
Ids Life Insurance CompanyBroker
April 1998 - July 2006 · 8 yrs 3 mos
State Registrations41 states
ARAZCACOCTDCDEFLGAHIILINKSKYLAMAMDMEMIMNMOMSNCNENHNJNVNYOHOKPARISCSDTNTXVAVTWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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