David Mazzetti
David Mazzetti is a CFP-designated registered investment advisor at Newedge Advisors, based in Poughkeepsie, NY, with 27 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 42,946 clients with $27B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NewEdge Advisors manages investments through a wrap fee program. Clients pay a single annual fee, not to exceed 2.50%, which covers investment advice and custodial transaction costs. The fee is calculated based on the value of the account and is billed quarterly in advance. Fees are negotiable. Clients may pay more for the wrap fee service than they would for non-wrap services, depending on their account's trading activity.
Location
2515 South Road, Poughkeepsie, NY, 12601-5473
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Regulatory History (1)
Customer Dispute
October 2015Other Business Activities
David owns commercial real estate since 2012 and another business since 2022, spending about 10-20% of his time on the latter. He also serves on the board of directors for Mazzetti, dedicating minimal time, and is involved with 7B Ventures, LLC, spending about 10-20% of his time.
Employment History
Current Registrations
Newedge Securities, LLCBroker
Newedge Advisors
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.