James Braun is a registered investment advisor at Wells Fargo Advisors, based in Columbia, SC, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3304 Millwood Ave, Columbia, SC, 29205
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Southern Farm Bureau Fund Distributor, INC.Broker
Wachovia Securities, LLCBroker
Wachovia Securities, INC.Broker
Wachovia Securities, INC.Broker
Wachovia Brokerage ServiceBroker
State Registrations1 state
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