DW
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David Worley
26 Years of Experience
Creve Coeur, MO
3 DisclosuresSells Insurance
David Worley is a registered investment advisor at Bison Financial Group, LLC, based in Creve Coeur, MO, with 26 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 275 clients with $96M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
4 advisors
Number of Clients
275 clients
Average Client Portfolio
$351K average
Assets Under Management
$96.4M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.15% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.0M | 0.90% |
| $3.0M - $4.0M | 0.80% |
| $4M+ | 0.70% |
Fees are not negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
12645 Olive Boulevard, Suite 229, Creve Coeur, MO, 63141
Get directionsHistory
Regulatory History (3)
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Customer Dispute
December 2004Withdrawn
Criminal
October 1972Final Disposition
Criminal
December 1971Final Disposition
Other Business ActivitiesSells Insurance
David works as an independent insurance agent selling fixed insurance. This requires a few hours per week, including some time during trading hours.
Employment History
Current Registrations
Bison Financial Group, LLC
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
The Worley Banks Group, LLC
May 2020 - May 2022 · 2 yrs
Private Client Services, LLCBroker
June 2018 - May 2020 · 1 yr 11 mos
Rfg Advisory, LLC
November 2015 - September 2020 · 4 yrs 10 mos
LPL Financial LLCBroker
December 2010 - June 2018 · 7 yrs 6 mos
LPL Financial LLC
December 2010 - October 2015 · 4 yrs 10 mos
National Planning Corporation ("npc of America" in Fl & Ny)
July 2008 - December 2010 · 2 yrs 5 mos
National Planning CorporationBroker
October 2007 - December 2010 · 3 yrs 2 mos
American General Securities IncorporatedBroker
July 2006 - October 2007 · 1 yr 3 mos
American General Securities IncorporatedBroker
October 2002 - July 2006 · 3 yrs 9 mos
Franklin Financial Services CorporationBroker
July 1999 - October 2002 · 3 yrs 3 mos
Eq Financial Consultants, INC.Broker
March 1998 - July 1998 · 4 mos
The Equitable Life Assurance Society of the United StatesBroker
March 1998 - July 1998 · 4 mos
State Registrations1 state
MO
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.