Cristen Morgan is a registered investment advisor, based in Cornelius, NC, with 24 years of industry experience.
Location
20615 N. Main Street, Cornelius, NC, 28031
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cristen is an independent insurance agent for various independent insurance companies through Lake Norman Financial Group Inc since 2002, spending a few hours per week. She is also an advisory representative of a RIA through CIRA, dedicating a significant amount of time. Cristen is also the President of MasonLucy, LLC, a real estate company, and a board member of The Hope House Foundation.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Signator Investors, INC.
Signator Investors, INC.Broker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Securities America Advisors, INC.
Securities America, INC.Broker
Raymond James Financial Services, INC.Broker
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.