DB
DB

David Brady

28 Years of Experience
The Woodlands, TX
Broker

David Brady is a registered investment advisor at Raymond James & Associates, INC., based in The Woodlands, TX, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1780 Hughes Landng Blvd., Suite 375, The Woodlands, TX, 77380

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
April 1998 - Present · 28 yrs 3 mos
Raymond James & Associates, INC.
March 1998 - Present · 28 yrs 4 mos
Raymond James & Associates, INC.Broker
March 1998 - Present · 28 yrs 4 mos
State Registrations19 states
AZCACOFLGAHIIDLAMIMONMORPATNTXUTVTWAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.