Ronald Gallant is a registered investment advisor at Osaic Wealth, INC., based in Durham, CT, with 24 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
360 Main St, Suite E, Durham, CT, 06422
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Ronald is a member of Realty Exclusive LLC, owner-partner of Exclusive Home Buyers LLC, and co-president/co-founder of Falcon and Rayn LLC. He dedicates minimal time to Realty Exclusive, about 10-20% of his time to Exclusive Home Buyers, and a full-time commitment to Falcon and Rayn LLC, which is related to his Sagepoint investment business.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.Broker
Sagepoint Financial, INC.
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
TD Private Client Wealth LLCBroker
TD Private Client Wealth LLC
Morgan Stanley
Morgan StanleyBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.Broker
Ifmg Securities, INC.Broker
Edward JonesBroker
Essex National Securities, INC.Broker
First Union Brokerage Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.