Brian Ellis is a registered investment advisor at Rockport Wealth Advisors, based in Okatie, SC, with 28 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 7 more. Their firm serves 1,623 clients with $680M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K+ | 1.00% |
Fees are charged as a flat percentage of total household account value, not a tiered rate. All fees are negotiable. For clients utilizing Betterment, the total fee is 0.75%, with Betterment retaining 0.25% and Rockport Wealth Advisors receiving 0.50%.
Fee Estimator
Location
Okatie, SC
Get directionsHistory
Regulatory History (1)
Criminal
February 1981Other Business Activities
Brian has two active LLCs: Ellis Financial Services and Ellis Wealth Management LLC. Ellis Wealth Management LLC is used as a pass-through for compensation, but neither LLC is currently offering services.
Employment History
Current Registrations
Rockport Wealth Advisors
Previous Registrations
Essex Securities LLCBroker
The J. Arnold Wealth Management CO., LLC
Investacorp, INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
A. G. Edwards & Sons, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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