KW
KW

Karen Witt

27 Years of Experience
Kirkland, WA
Broker

Karen Witt is a registered investment advisor at Morgan Stanley, based in Kirkland, WA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

4000 Carillon Point, Suite 600, Kirkland, WA, 98033

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Karen is a sole proprietor/owner of rental property in Seattle, Washington since 2006. She dedicates minimal time outside of business hours to property management.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
May 2001 - June 2009 · 8 yrs 1 mo
Citigroup Global Markets INC.Broker
December 1998 - June 2009 · 10 yrs 6 mos
Cibc Oppenheimer CORP.Broker
October 1998 - December 1998 · 2 mos
State Registrations36 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.