TN
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Timothy Niebel

27 Years of Experience
Lima, OH
1 DisclosureBroker

Timothy Niebel is a registered investment advisor at LPL Financial LLC, based in Lima, OH, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

2857 Blue Jacket Court, Lima, OH, 45806

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2005
Denied
Other Business Activities

Timothy operates Superior Wealth Management as a DBA for his LPL business, dedicating minimal time. He also provides mortgage/real estate services through Superior Plus Realtors, spending about 10-20% of his time on this activity.

Employment History
Current Registrations
LPL Financial LLC
March 2014 - Present · 12 yrs 2 mos
LPL Financial LLC
February 2014 - Present · 12 yrs 3 mos
LPL Financial LLCBroker
February 2014 - Present · 12 yrs 3 mos
Previous Registrations
Fifth Third Securities, INC.
February 2005 - March 2014 · 9 yrs 1 mo
Fifth Third Securities, INC.Broker
October 1999 - March 2014 · 14 yrs 5 mos
Prudential Securities IncorporatedBroker
April 1998 - June 1999 · 1 yr 2 mos
State Registrations19 states
AZCACOFLGAIAINKYMDMIMOMSNCNVOHPASCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.