Regina Legates
Regina Legates is a registered investment advisor at Figtree Financial Advisors, LLC, based in Santa Clara, CA, with 27 years of industry experience. Regina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 74 clients with $29M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
FigTree Financial Advisors charges a percentage of your portfolio each year for asset management services. The maximum annual fee will not exceed 2.00%. The fee is calculated based on the value of your investments at the end of the previous quarter and is billed quarterly in advance. The fees are negotiable.
Location
5201 Great America Parkway, Suite 320, Santa Clara, CA, 95054
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2008Other Business ActivitiesSells Insurance
Regina is the trustee for the Agustina Carbajal Trust, assuming duties only in the event of death, requiring minimal time. She is also an independent insurance agent selling health, disability, life insurance, and long-term care for various companies.
Employment History
Current Registrations
Figtree Financial Advisors, LLC
Previous Registrations
Prosperity Financial Group, INC.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.