James Simmons
James Simmons is a CFP-designated registered investment advisor at The Simmons Partnership, INC, based in Towson, MD, with 28 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 847 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Simmons Partnership manages investment accounts for a fee that ranges from 0% to 1.85% per year of the portfolio's value. The exact fee depends on factors like the size of the account and the complexity of the assets. Fees are negotiable. The fee is deducted from your account quarterly, in advance.
Location
Bosley Hall, 222 Courthouse Ct., Suite 1A, Towson, MD, 21204
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved with The Simmons Partnership LLC, providing financial services and dedicating full-time hours to client service, operations, and asset management. He also works as an insurance agent for PKS Financial Services, selling fixed life insurance and annuity contracts.
Employment History
Current Registrations
The Simmons Partnership, INC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.