Yuenman Mak
Yuenman Mak is a CFP-designated registered investment advisor at LPL Financial LLC, based in Sunnyvale, CA, with 28 years of industry experience. Yuenman is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
710 Lakeway Dr Ste 250, Sunnyvale, CA, 94085-4046
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Yuenman is an insurance agent selling various insurance products, including health, fixed life, disability, long-term care, and fixed annuities, since 2010, taking about a quarter of their time. Yuenman also operates Polaris Advisory, Inc. as a DBA for LPL business, dedicating full-time hours, and owns rental real estate properties.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Strategic Wealth Advisors Group
Associated Planners Investment Advisory INC
Associated Securities CORP.
Associated Securities CORP.Broker
Financial Network Investment CorporationBroker
Financial Network Investment Corporation
Pension Planners Securities, INC.Broker
Pension Planners Securities, INC.
Metlife Securities INC.
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
Quick & Reilly, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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