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John Gunther

Polen Capital Management, LLC
27 Years of Experience
Boca Raton, FL
Broker
View SEC Summary
View SEC Summary

John Gunther is a registered investment advisor at Polen Capital Management, LLC, based in Boca Raton, FL, with 27 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 1,602 clients with $24B in assets under management.

Polen Capital Management, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
8 advisors
Number of Clients
1,602 clients
Average Client Portfolio
$15.0M average
Assets Under Management
$24.1B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.50%
$500K+1.00%

Rates shown reflect the standard high net worth fee schedule for Focus Growth, Global Growth, and International Growth strategies. Ultra Small Growth charges 1.75% on the first $500,000 and 1.25% thereafter. Institutional fee schedules and other strategies also apply. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1825 NW Corporate Blvd., Suite 300, Boca Raton, FL, 33431

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is a Senior Relationship Manager at Polen Capital Management LLC, dedicating full-time hours to this role. He is also a registered representative of Foreside Funds Distributors LLC.

Employment History
Current Registrations
Polen Capital Management, LLC
March 2012 - Present · 14 yrs 7 mos
Foreside Funds Distributors LLC
June 2011 - Present · 15 yrs 4 mos
Foreside Funds Distributors LLCBroker
June 2011 - Present · 15 yrs 4 mos
Previous Registrations
David M Polen Securities, LLCBroker
August 2005 - September 2010 · 5 yrs 1 mo
Wachovia Securities, LLC
August 2004 - July 2005 · 11 mos
Wachovia Securities, LLCBroker
August 2004 - July 2005 · 11 mos
Oppenheimer Asset Management
April 2003 - August 2004 · 1 yr 4 mos
Oppenheimer & CO. INC.Broker
January 2003 - August 2004 · 1 yr 7 mos
Fahnestock Asset Management
January 2003 - August 2004 · 1 yr 7 mos
Cibc World Markets CORP.
August 2002 - January 2003 · 5 mos
Cibc World Markets CORP.Broker
July 2002 - January 2003 · 6 mos
Deutsche Bank Securities INC.
July 2002 - August 2002 · 1 mo
Deutsche Bank Securities INC.Broker
January 2001 - August 2002 · 1 yr 7 mos
Db Alex. Brown LLCBroker
February 2000 - January 2001 · 11 mos
Quick & Reilly, INC.Broker
October 1998 - February 2000 · 1 yr 4 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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