JH
JH

John Huss

27 Years of Experience
Faulkton, SD
1 DisclosureBroker

John Huss is a registered investment advisor at Schwab Wealth Advisory, INC., based in Faulkton, SD, with 27 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning.

Compensation
N/A
Firm Size
1462 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:$500K
Planning is included in investment management

SWAI does not directly charge clients for investment advice. Schwab pays SWAI a fee for the investment advice provided to SWA Accounts. SWAI Representatives provide periodic recommendations to clients about how to allocate assets and which securities to buy, sell and hold in a SWA account.

Loading...

Location

Faulkton, SD

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2010
Settled
Employment History
Current Registrations
Schwab Wealth Advisory, INC.
February 2012 - Present · 14 yrs 3 mos
Charles Schwab & CO., INC.
April 1998 - Present · 28 yrs 1 mo
Charles Schwab & CO., INC.Broker
April 1998 - Present · 28 yrs 1 mo
Previous Registrations
Charles Schwab & CO., INC.
January 2012 - March 2012 · 2 mos
Charles Schwab & CO., INC.
February 2003 - December 2011 · 8 yrs 10 mos
State Registrations34 states
AZCACOCTDCDEFLGAIAIDILINKYMAMDMIMNMONCNHNJNMNYOHPARISCSDTNTXVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.