TrueAdvisor
TrueAdvisor
JG
JG

Jason Garofalo

Ameriprise Financial Services, LLC
28 Years of Experience
Las Vegas, NV
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Jason Garofalo is a registered investment advisor at Ameriprise Financial Services, LLC, based in Las Vegas, NV, with 28 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10845 Griffith Peak Dr Ste 690, Las Vegas, NV, 89135

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2021
Settled
Customer Dispute
September 2012
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jason is a co-owner of a real estate business since November 2023. He dedicates a few hours per week to this non-investment related activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2015 - Present · 10 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2015 - Present · 10 yrs 11 mos
Previous Registrations
Aga Advisors, LLC
March 2014 - October 2014 · 7 mos
Tricor Advisory Services, LLC
January 2012 - December 2015 · 3 yrs 11 mos
Tricor Financial, LLCBroker
April 2007 - February 2016 · 8 yrs 10 mos
Invest Financial CorporationBroker
May 2003 - June 2007 · 4 yrs 1 mo
Invest Financial Corporation
May 2003 - June 2007 · 4 yrs 1 mo
Commonwealth Financial Network
May 2001 - May 2003 · 2 yrs
Commonwealth Financial NetworkBroker
May 2001 - May 2003 · 2 yrs
Citicorp Investment ServicesBroker
October 2000 - June 2001 · 8 mos
Yourtrade.com Securities, INC.Broker
May 2000 - February 2001 · 9 mos
Investin Securities CORP.Broker
October 1999 - October 2000 · 1 yr
Prudential Securities IncorporatedBroker
March 1999 - July 1999 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1998 - April 1999 · 1 yr 1 mo
State Registrations34 states
ALAZCACOCTDEFLGAHIIDILKSLAMDMIMNMOMTNCNENJNMNVNYORPAPRSCSDTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Las Vegas, NV →All financial advisors in Nevada →