Jason Garofalo
Jason Garofalo is a registered investment advisor at Ameriprise Financial Services, LLC, based in Las Vegas, NV, with 27 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
10845 Griffith Peak Dr Ste 690, Las Vegas, NV, 89135
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2021Customer Dispute
September 2012Other Business Activities
Jason is a co-owner of a real estate business since November 2023. He dedicates a few hours per week to this non-investment related activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Aga Advisors, LLC
Tricor Advisory Services, LLC
Tricor Financial, LLCBroker
Invest Financial CorporationBroker
Invest Financial Corporation
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Citicorp Investment ServicesBroker
Yourtrade.com Securities, INC.Broker
Investin Securities CORP.Broker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.