Erik Finwall is a registered investment advisor, based in Fishers, IN, with 26 years of industry experience.
Location
Fishers, IN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Jefferies LLC
June 2025 - Present · 11 mos
Jefferies Investment Advisers LLC
June 2025 - Present · 11 mos
Jefferies LLCBroker
June 2025 - Present · 11 mos
Previous Registrations
Voya Investment Management CO. LLC
April 2008 - April 2025 · 17 yrs
Voya Investments Distributor, LLCBroker
February 2005 - April 2025 · 20 yrs 2 mos
Van Kampen Funds INC.Broker
April 1999 - March 2004 · 4 yrs 11 mos
Linsco/private Ledger CORP.Broker
May 1998 - April 1999 · 11 mos
State Registrations3 states
FLINNY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.