TrueAdvisor
TrueAdvisor
HS
HS

Hajime Sakiyama

U.S. Bancorp Advisors, LLC
27 Years of Experience
Irvine, CA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Hajime Sakiyama is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Irvine, CA, with 27 years of industry experience. Hajime is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.

U.S. Bancorp Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1152 advisors
IM Fee
Planning only
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
One-Time Plan:$0
View Full SEC Brochure

Location

5365 Alton Pkwy, Irvine, CA, 92604

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
April 2001
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Hajime volunteers at their church as an usher, collecting tithes and disassembling equipment after services. They work 16 hours a week and are compensated $400 per month.

Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
July 2012 - Present · 14 yrs 3 mos
U.S. Bancorp Advisors, LLC
July 2012 - Present · 14 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.Broker
August 2011 - July 2012 · 11 mos
Citigroup Global Markets INC.
August 2011 - July 2012 · 11 mos
Wells Fargo Advisors, LLCBroker
January 2011 - August 2011 · 7 mos
Wells Fargo Advisors, LLC
January 2011 - August 2011 · 7 mos
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
October 2006 - February 2011 · 4 yrs 4 mos
Bancwest Investment Services, INC.Broker
February 2006 - February 2011 · 5 yrs
Morgan Stanley
August 2002 - February 2006 · 3 yrs 6 mos
Morgan Stanley Dw INC.Broker
July 2002 - February 2006 · 3 yrs 7 mos
Investscape INC.Broker
January 2002 - March 2002 · 2 mos
Tradeway Securities Group, INC.Broker
September 1998 - May 2001 · 2 yrs 8 mos
Dean Witter Reynolds INC.Broker
September 1998 - October 1998 · 1 mo
Waldron & CO., INC.Broker
May 1998 - September 1998 · 4 mos
Interfirst Capital CorporationBroker
May 1998 - July 1998 · 2 mos
State Registrations17 states
ARAZCAFLHIIDILMIMONJNVNYOHRITXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Irvine, CA →All financial advisors in California →