DM
CFP · ChFC
DM
CFP · ChFC

David James Mannaioni

26 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
43 advisors
Number of Clients
841 clients
Average Client Portfolio
$155K average
Assets Under Management
$130.5M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

Centennial, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is an associate professor at the College for Financial Planning since 2014, spending about half his time there. He is also the President of Success by Design LLC, where he keeps track of taxes and expenses, dedicating minimal time to this activity.

Employment History
Current Registrations
St. Bernard Financial Services, INC.
November 2016 - Present · 9 yrs 3 mos
St. Bernard Financial Services, INC.
November 2016 - Present · 9 yrs 3 mos
St. Bernard Financial Services, INC.Broker
November 2016 - Present · 9 yrs 3 mos
Previous Registrations
Waddell & Reed
April 2013 - November 2016 · 3 yrs 7 mos
Waddell & ReedBroker
April 2013 - November 2016 · 3 yrs 7 mos
Transamerica Financial Advisors, INC.
April 2012 - April 2013 · 1 yr
Transamerica Financial Advisors, INCBroker
April 2012 - April 2013 · 1 yr
Financial Action, INC.
January 2011 - March 2011 · 2 mos
Investment Advisors International, INC.
September 2010 - December 2010 · 3 mos
World Group Securities, INC.Broker
August 2010 - December 2010 · 4 mos
New England Securities Corporation
July 2006 - July 2010 · 4 yrs
New England SecuritiesBroker
June 2006 - July 2010 · 4 yrs 1 mo
Farmers Financial Solutions, LLCBroker
September 2005 - June 2006 · 9 mos
Lincoln Financial Advisors Corporation
October 2003 - August 2005 · 1 yr 10 mos
Lincoln Financial Advisors CorporationBroker
October 2003 - August 2005 · 1 yr 10 mos
The Lincoln National Life Insurance CompanyBroker
October 2003 - August 2005 · 1 yr 10 mos
State Farm Vp Management CORP.Broker
March 1998 - September 2003 · 5 yrs 6 mos
State Registrations13 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.