Michael Riolo
Michael Riolo is a registered investment advisor at Mountain Vista Wealth Management, based in Santa Barbara, CA, with 14 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 62 clients with $53M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.75% |
| $2M+ | 0.50% |
Fees may differ for clients that established their relationship with Mountain Vista prior to the release of the current Advisory Fee Schedule or for legacy clients that had a pre-existing relationship with an investment adviser representative before the investment adviser representative became registered with Mountain Vista.
Fee Estimator
Location
Santa Barbara, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael is the Owner & Principal Attorney of The Riolo Law Firm PLLC, dedicating about 10-20% of his time. He is also the Owner & President of Total Wealth Advisory Group LLC, dedicating a few hours per week.
Employment History
Current Registrations
Mountain Vista Wealth Management
Previous Registrations
Mountain Vista Wealth Management
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Chase Investment Services CORP.Broker
American Skandia Marketing, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.