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Andrew Thompson

27 Years of Experience
South Jordan, UT
1 DisclosureBroker

Andrew Thompson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in South Jordan, UT, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

10701 South River Front Parkway, Suite 250, South Jordan, UT, 84095

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2005
Denied
Other Business Activities

Andrew oversees management duties as an owner of 2795 Partners, LLC, dedicating minimal time. He also works as a financial advisor and owner of Thompson Wealth Management Group LLC, spending minimal time on this activity as well.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
December 2006 - Present · 19 yrs 5 mos
Previous Registrations
Raymond James Financial Services
December 2006 - January 2009 · 2 yrs 1 mo
Mcdonald Investments INC.Broker
March 2006 - December 2006 · 9 mos
Mcdonald Investments INC.
March 2006 - December 2006 · 9 mos
Piper Jaffray & CO.
August 2002 - March 2006 · 3 yrs 7 mos
Piper Jaffray & CO.Broker
March 2002 - March 2006 · 4 yrs
RBC Dain Rauscher INC.Broker
March 1998 - March 2002 · 4 yrs
State Registrations12 states
AZCACOFLGAIDMAMTNVTNUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Thompson - Financial Advisor | TrueAdvisor