RC
RC

Richard Carriere

27 Years of Experience
Providence, RI
Broker

Richard Carriere is a registered investment advisor at Morgan Stanley, based in Providence, RI, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

One Financial Plaza, 19th Floor, Providence, RI, 02903

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Richard owns The Holy Spirit Center, LLC since 2016, which is not investment related and takes minimal time. He also serves on the Advisory Board at Bryant University, studying the feasibility of starting an Insurance Risk Management Major, dedicating a few hours per week.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
May 1998 - June 2009 · 11 yrs 1 mo
Citigroup Global Markets INC.Broker
April 1998 - June 2009 · 11 yrs 2 mos
State Registrations31 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.