Chadwic Sarsfield
Chadwic Sarsfield is a registered investment advisor at Ameriprise Financial Services, LLC, based in Cedar Rapids, IA, with 28 years of industry experience. Chadwic operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
4101 Glass Rd NE, Cedar Rapids, IA, 52402
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Chadwic has business ownership activities at 4101 Glass Road Northeast since 2005 and 2022, dedicating a few hours per week to each. These activities are not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Signator Investors, INC.
Signator Investors, INC.Broker
Ameritas Investment CORP
Ameritas Investment CORP.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
National Planning CorporationBroker
Ameritas Investment CORP.Broker
Sii Investments, INC.Broker
Intersecurities, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.