Bruce Dye is a registered investment advisor at LPL Financial LLC, based in Hilliard, OH, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7681 Patterson Rd, Hilliard, OH, 43026-9494
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Regulatory History (1)
Financial
September 2023Other Business Activities
Bruce operates Compass Retirement Solutions as a DBA for his LPL business and owns American GBAC. He also owns and manages a real estate rental property, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Banc One Securities CorporationBroker
Tower Equities, INC.Broker
Banc One Securities CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.