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Jeffrey Oetman
27 Years of Experience
San Luis Obispo, CA
1 DisclosureBroker
Jeffrey Oetman is a registered investment advisor at Wells Fargo Advisors, based in San Luis Obispo, CA, with 27 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
1319 Marsh St 100, [Satellite], San Luis Obispo, CA, 93401
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2001Denied
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
February 2024 - Present · 2 yrs 3 mos
Wells Fargo Advisors
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2016 - February 2024 · 7 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
May 2016 - February 2024 · 7 yrs 9 mos
Morgan StanleyBroker
June 2009 - June 2016 · 7 yrs
Morgan Stanley
June 2009 - June 2016 · 7 yrs
Morgan Stanley & CO. Incorporated
April 2009 - June 2009 · 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2009 - June 2009 · 2 mos
Wells Fargo Investments, LLC
May 2001 - April 2009 · 7 yrs 11 mos
Wells Fargo Investments, LLCBroker
May 2001 - April 2009 · 7 yrs 11 mos
Wells Fargo Securities INC.Broker
April 1998 - May 2001 · 3 yrs 1 mo
State Registrations16 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.