Steven Filiaci is a registered investment advisor, based in Short Hills, NJ, with 25 years of industry experience.
Location
51 Jfk Parkway, Suite 110, Short Hills, NJ, 07078
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sanctuary Advisors, LLC
June 2022 - Present · 3 yrs 11 mos
Sanctuary Securities, INC.Broker
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2013 - June 2022 · 9 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2013 - June 2022 · 9 yrs 5 mos
Morgan StanleyBroker
June 2009 - February 2013 · 3 yrs 8 mos
Morgan Stanley
June 2009 - February 2013 · 3 yrs 8 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2006 - April 2007 · 7 mos
Morgan Stanley Dw INC.Broker
September 2006 - April 2007 · 7 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 2004 - September 2006 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2000 - September 2006 · 6 yrs 1 mo
State Registrations9 states
AZCAFLGANJNYPAVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.