Yoko Wickersham is a CFP-designated registered investment advisor at LPL Financial LLC, based in Escondido, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Escondido, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Yoko owns three rental real estate properties since 2012, spending about 10-20% of her time communicating with property management companies. She also operates Wickersham Wealth Management as a DBA for her LPL business since 2013.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Princor Financial Services CorporationBroker
State Registrations4 states
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