Alex Shvartsman is a registered investment advisor, based in Greenwood Village, CO, with 26 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History (1)
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Customer Dispute
May 2000Closed-No Action
Employment History
Current Registrations
Empower Financial Services, INC.
February 2024 - Present · 2 yrs 5 mos
Empower Advisory Group, LLC
February 2024 - Present · 2 yrs 5 mos
Empower Financial Services, INC.Broker
February 2024 - Present · 2 yrs 5 mos
Previous Registrations
Charles Schwab & CO., INC.Broker
January 2022 - January 2024 · 2 yrs
Charles Schwab & CO., INC.
January 2022 - January 2024 · 2 yrs
TD Ameritrade, INC.
February 2018 - October 2022 · 4 yrs 8 mos
TD Ameritrade, INC.Broker
February 2018 - December 2023 · 5 yrs 10 mos
TD Ameritrade Investment Management, LLC
February 2018 - September 2023 · 5 yrs 7 mos
Scottrade Investment Management
April 2017 - February 2018 · 10 mos
Scottrade, INC.Broker
March 2016 - February 2018 · 1 yr 11 mos
Newbridge Securities CorporationBroker
August 2014 - March 2016 · 1 yr 7 mos
Brill Securities, INC.Broker
May 2005 - July 2014 · 9 yrs 2 mos
First Hudson Financial Group, INC.Broker
November 2003 - May 2005 · 1 yr 6 mos
National Securities CorporationBroker
May 2002 - December 2003 · 1 yr 7 mos
U.S. Securities & Futures CORP.Broker
April 2001 - November 2002 · 1 yr 7 mos
Investec Ernst & CompanyBroker
December 2000 - May 2001 · 5 mos
Raike Financial Group INC.Broker
April 2000 - November 2000 · 7 mos
Glenn Michael Financial, INC.Broker
May 1999 - May 2000 · 1 yr
State Registrations45 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.