MA
MA

Maria Anton

28 Years of Experience
Honolulu, HI
BrokerSells Insurance

Maria Anton is a registered investment advisor at LPL Financial LLC, based in Honolulu, HI, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

1585 Kapiolani Blvd Ste 1188, Honolulu, HI, 96814

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Maria writes fixed insurance, long-term care, and disability insurance outside of LPL as a life agent, dedicating about 10% of her time to this. She also operates under the DBA Anton Financial for her LPL business, spending full-time hours on trading.

Employment History
Current Registrations
LPL Financial LLC
November 2003 - Present · 22 yrs 6 mos
LPL Financial LLCBroker
November 2003 - Present · 22 yrs 6 mos
Previous Registrations
AXA Advisors, LLC
May 2000 - November 2003 · 3 yrs 6 mos
AXA Advisors, LLCBroker
March 1998 - November 2003 · 5 yrs 8 mos
The Equitable Life Assurance Society of the United StatesBroker
March 1998 - January 2000 · 1 yr 10 mos
State Registrations25 states
AKALARAZCACOFLHIIDILKYMTNDNENVOHOKORSCTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Maria Anton - Financial Advisor | TrueAdvisor