Robert Smith is a registered investment advisor, based in Richmond, VA, with 24 years of industry experience.
Location
1001 Semmes Ave, Fl 3, Richmond, VA, 23224
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
January 2013 - February 2021 · 8 yrs 1 mo
Bb&t Securities, LLCBroker
May 2009 - February 2021 · 11 yrs 9 mos
Scott & Stringfellow, LLC
May 2007 - January 2013 · 5 yrs 8 mos
Scott & Stringfellow, LLCBroker
January 2002 - January 2013 · 11 yrs
Scott & Stringfellow, INC.Broker
September 1999 - May 2000 · 8 mos
Dmg Securities, INC.Broker
April 1998 - June 1998 · 2 mos
State Registrations1 state
VA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.