Douglas Mccarthy
Douglas Mccarthy is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Greenville, SC, with 22 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
88 Villa Rd, Greenville, SC, 29615
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Douglas is a manager at First Baptist Simpsonville, dedicating about 10-20% of his time. He also owns Madison Financial, operating under a trade name, which takes nearly full-time hours.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Previous Registrations
Triad Advisors LLCBroker
Onedigital Investment Advisors
Adviseme National Advisors
Independent Financial Group, LLCBroker
Financial Telesis, INC.
Financial Telesis INCBroker
Lincoln Financial Securities CorporationBroker
Lincoln Financial Securities Corporation
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Nylife Securities LLCBroker
Uvest Financial Services Group, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Hornor, Townsend & Kent, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
MML Investors Services, INC.Broker
Pruco Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.