Jason Romero
Jason Romero is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Glendale, AZ, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
17445 N 79th Ave, Glendale, AZ, 85308
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jason works as a financial advisor for Desert Financial Credit Union and Desert Financial Wealth Management, dedicating about half his time to each. He is also listed as treasurer for his wife's CPA business, but devotes minimal time and has no responsibilities.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Ing Investment Management CO. LLC
Ing Investments Distributor, LLCBroker
M&i Financial Advisors, INCBroker
Wells Fargo Investments, LLCBroker
Wells Fargo Brokerage Services, L.L.C.Broker
Wells Fargo Securities INC.Broker
Vanguard Marketing CorporationBroker
Sunamerica Securities, INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.