Michael Scott
Michael Scott is a registered investment advisor at LPL Financial LLC, based in Lawrenceville, GA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1735 N Brown Rd, Lawrenceville, GA, 30043
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Regulatory History (1)
Customer Dispute
April 2001Other Business ActivitiesSells Insurance
Michael sells non-variable insurance products since 2009, dedicating a significant amount of time to this activity. He is also associated with Wadley Financial Group, LLC, an insurance agency, since 2009, spending about half his time there, and it is a DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.