DB
DB

Darren Brich

27 Years of Experience
Broker

Darren Brich is a registered investment advisor at Hartford Funds, based in Wayne, PA, with 27 years of industry experience. Darren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 76 clients with $140B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
58 advisors
IM Fee
Planning only
Assets Under Management
$137.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

690 Lee Road, Wayne, PA, 19087

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hartford Funds
October 2020 - Present · 5 yrs 6 mos
Hartford Funds Distributors, LLCBroker
October 2020 - Present · 5 yrs 6 mos
Hartford Funds Distributors, LLC
October 2020 - Present · 5 yrs 6 mos
Previous Registrations
Nuveen Asset Management, LLC
April 2011 - August 2020 · 9 yrs 4 mos
Nuveen Securities, LLCBroker
January 2011 - August 2020 · 9 yrs 7 mos
Quasar Distributors, LLCBroker
June 2005 - January 2011 · 5 yrs 7 mos
Deutsche Investment Management Americas INC.
July 2003 - April 2005 · 1 yr 9 mos
Scudder Distributors, INC.Broker
May 1998 - April 2005 · 6 yrs 11 mos
State Registrations2 states
ILWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.