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Mark Stegmann

Ameriprise Financial Services, LLC
28 Years of Experience
Chesterfield, MO
1 DisclosureBroker
View SEC Summary
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Mark Stegmann is a registered investment advisor at Ameriprise Financial Services, LLC, based in Chesterfield, MO, with 28 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

14755 N Outer 40 Rd, Ste 500, Chesterfield, MO, 63017

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History

Regulatory History (1)
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Criminal
September 1978
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2017 - Present · 9 yrs 8 mos
Ameriprise Financial Services, LLCBroker
February 2017 - Present · 9 yrs 8 mos
Ameriprise Financial Services, LLC
February 2017 - Present · 9 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - February 2017 · 13 yrs 7 mos
Wells Fargo Clearing Services, LLC
July 2003 - February 2017 · 13 yrs 7 mos
Prudential Securities Incorporated
January 2002 - July 2003 · 1 yr 6 mos
Prudential Securities IncorporatedBroker
November 2000 - July 2003 · 2 yrs 8 mos
Salomon Smith Barney INC.Broker
April 1998 - November 2000 · 2 yrs 7 mos
State Registrations24 states
ARAZCACOFLGAIAILKYMAMDMNMOMTNCNMNYOHORSDTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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