Richard Slade
Richard Slade is a registered investment advisor at Keystone Financial Group, LLC, based in Lexington, KY, with 28 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 6,628 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual fees range between 0.25% and 2.00% depending on the services, account size, and representative. Fees are negotiable.
Fee Estimator
Location
527 Wellington Way, Ste 225, Lexington, KY, 40503
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2005Other Business Activities
Richard operates Keystone Financial Group as a DBA for his LPL business and as a registered investment advisor. He also owns R B Slade, LLC for tax/investment purposes, dedicating about a quarter of his time to it during trading hours, and owns Slade Farms, a farm operation, spending minimal time on it.
Employment History
Current Registrations
Keystone Financial Group, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
J.J.B. Hilliard, W.L. Lyons, LLC
J.J.B Hilliard, W.L. Lyons, LLCBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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