JW
JW

James Wildman

27 Years of Experience
Denver, CO
Broker

James Wildman is a registered investment advisor at Raymond James & Associates, INC., based in Denver, CO, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

4643 South Ulster Street, Suite 1350, Denver, CO, 80237

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

James is a co-signer on a house with his son and rents to three friends. He spends minimal time on this rental real estate activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
June 2018 - Present · 7 yrs 11 mos
Raymond James & Associates, INC.
June 2018 - Present · 7 yrs 11 mos
Raymond James & Associates, INC.Broker
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - June 2018 · 7 yrs 5 mos
Wells Fargo Clearing Services, LLC
January 2011 - June 2018 · 7 yrs 5 mos
Wells Fargo Investments, LLC
April 2001 - January 2011 · 9 yrs 9 mos
Wells Fargo Brokerage Services, L.L.C.Broker
December 2000 - August 2002 · 1 yr 8 mos
Wells Fargo Investments, LLCBroker
December 2000 - January 2011 · 10 yrs 1 mo
Wells Fargo Brokerage Services, L.L.C.Broker
September 2000 - December 2000 · 3 mos
Prudential Securities IncorporatedBroker
January 1999 - September 2000 · 1 yr 8 mos
Everen Securities, INC.Broker
July 1998 - January 1999 · 6 mos
State Registrations19 states
ALAZCACOFLIAKSMDMOMTNCNMNVNYPATNTXWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.