Kevin Mooney is a registered investment advisor at Ae Wealth Management, LLC, based in Las Vegas, NV, with 20 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 111,059 clients with $38B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AE Wealth Management charges a fee based on a percentage of your portfolio for both model portfolio solutions and direct asset management services. This fee is calculated monthly based on the average daily balance of your account and is billed at the end of the month. The specific fee is negotiable and can vary depending on factors such as the type of client, complexity, and the amount invested. The maximum annual fee is 2.5%. The fee includes a portion for AEWM and potentially a portion for the manager of the selected model portfolio. If you are a client of a Third-Party Registered Investment Advisor, they will determine whether AEWM's services are provided on a wrap fee or non-wrap fee basis.
Location
Las Vegas, NV
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kevin works as a high net worth consultant for Advisors Excel, dedicating full-time hours to working with financial advisors and their clients. He also works a few hours per week as a registered representative for Madison Avenue Securities, providing securities sales and services.
Employment History
Current Registrations
Ae Wealth Management, LLC
Madison Avenue Securities, LLC
Madison Avenue Securities, LLCBroker
Previous Registrations
The New Penfacs INC.Broker
The Leaders Group, INC.Broker
The New Penfacs INC.Broker
Tlg Advisors, INC.
The Leaders Group, INC.Broker
Dunham & Associates Investment Counsel, INC.
Jagen Investments, LLC
Intersecurities, INC.Broker
Intersecurities, INC.
Compass Capital Asset Management
Uvest Financial Services Group, INC.Broker
Putnam Retail Management Limited PartnershipBroker
Winslow, Evans & Crocker, INC.Broker
John Hancock Distributors, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.