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Renu Kallianpur

LPL Financial LLC
28 Years of Experience
Latham, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Renu Kallianpur is a registered investment advisor at LPL Financial LLC, based in Latham, NY, with 28 years of industry experience. Renu is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3 Lear Jet Ln Stes 200N & 201N, Latham, NY, 12110

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Renu operates under the DBA Empire Financial Advisors, Inc. for her LPL business. She also engages in non-variable insurance activities, dedicating a few hours per week to it.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Invest Financial Corporation
May 2015 - February 2018 · 2 yrs 9 mos
Invest Financial CorporationBroker
May 2015 - February 2018 · 2 yrs 9 mos
AXA Advisors, LLC
June 2001 - June 2015 · 14 yrs
AXA Advisors, LLCBroker
April 1998 - June 2015 · 17 yrs 2 mos
The Equitable Life Assurance Society of the United StatesBroker
April 1998 - January 2000 · 1 yr 9 mos
State Registrations8 states
CACTFLMANHNJNYOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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