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Eric Stubbs

26 Years of Experience
Washington, DC
Broker

Eric Stubbs is a registered investment advisor at RBC Capital Markets, LLC, based in Washington, DC, with 26 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

Washington, DC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Eric is a member of a doctoral dissertation committee at the University of Iceland and serves on the board of directors/treasurer for Corcoran Walk Condominium. He also assists exonerees with financial education for the New England Innocence Project, dedicating minimal time to each activity.

Employment History
Current Registrations
RBC Capital Markets, LLC
April 2008 - Present · 18 yrs 3 mos
RBC Capital Markets, LLC
April 2008 - Present · 18 yrs 3 mos
RBC Capital Markets, LLCBroker
April 2008 - Present · 18 yrs 3 mos
Previous Registrations
Bear, Stearns & CO. INC.
January 2006 - May 2008 · 2 yrs 4 mos
Bear, Stearns & CO. INC.Broker
December 2000 - May 2008 · 7 yrs 5 mos
Credit Suisse First Boston CorporationBroker
March 2000 - December 2000 · 9 mos
State Registrations36 states
ALAZCACOCTDCDEFLGAILKYLAMAMDMEMIMONCNHNJNMNVNYOHORPARISDTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.