William Barnes
William Barnes is a registered investment advisor at LPL Financial LLC, based in Irvine, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
15635 Alton Pkwy Ste 160, Irvine, CA, 92618
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is involved with AINOKEA Industries LLC for tax/investment purposes and is associated with Personalized Insurance Solutions Inc as an insurance agency, dedicating minimal time. He also operates under WATERMARK WEALTH STRATEGIES, LLC as a DBA for his LPL business, dedicating full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Kestra Investment Services, LLCBroker
Kestra Advisory Services, LLC
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Kestra Investment Services, LLCBroker
NFP Retirement INC.
Financial Telesis INCBroker
Oneamerica Securities, INC.Broker
Diversified Investors Securities CORP.Broker
Vanguard Marketing CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.