TM
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Thomas Mahowski

28 Years of Experience
Saint Petersburg, FL
3 DisclosuresBroker

Thomas Mahowski is a registered investment advisor at Wells Fargo Advisors, based in Saint Petersburg, FL, with 28 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

4100 4th St N, Saint Petersburg, FL, 33703

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2015
Denied
Customer Dispute
December 2013
Denied
Customer Dispute
September 2009
Denied
Other Business Activities

Thomas owns rental property in St. Petersburg, FL since 2018. He spends minimal time on this activity.

Employment History
Current Registrations
Wells Fargo Advisors
January 2009 - Present · 17 yrs 9 mos
Wells Fargo Clearing Services, LLC
December 2008 - Present · 17 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
December 2008 - Present · 17 yrs 10 mos
Previous Registrations
Banc of America Investment Services, INC.
February 2005 - December 2008 · 3 yrs 10 mos
Banc of America Investment Services, INC.Broker
January 2005 - December 2008 · 3 yrs 11 mos
Citigroup Global Markets INC.
April 1998 - February 2005 · 6 yrs 10 mos
Citigroup Global Markets INC.Broker
April 1998 - February 2005 · 6 yrs 10 mos
State Registrations32 states
ALARAZCACOCTDEFLGAIAILINKYLAMAMEMIMNMONCNJNVNYOHORPARISCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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