Neal Leisch is a CFP-designated registered investment advisor, based in San Diego, CA, with 27 years of industry experience.
Location
3930 Utah Street, Suite K, San Diego, CA, 92104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Neal works full-time at Tradewinds Wealth Management and Leisch Financial Services, Inc. through B. Riley Wealth Management. Neal also sells fixed insurance through B. Riley Wealth Insurance.
Employment History
Current Registrations
B. Riley Wealth ManagementBroker
July 2022 - Present · 4 yrs 2 mos
B. Riley Wealth Advisors, INC.
August 2017 - Present · 9 yrs 1 mo
Previous Registrations
National Securities CorporationBroker
August 2017 - July 2022 · 4 yrs 11 mos
Wfg Advisors, LP
November 2009 - August 2017 · 7 yrs 9 mos
Wfg Investments, INC.Broker
November 2009 - August 2017 · 7 yrs 9 mos
American General Financial Advisors, INC.
February 2003 - May 2009 · 6 yrs 3 mos
VALIC Financial Advisors, INC.
October 2002 - November 2009 · 7 yrs 1 mo
VALIC Financial Advisors, INC.Broker
July 1998 - November 2009 · 11 yrs 4 mos
The Variable Annuity Marketing CompanyBroker
April 1998 - December 2001 · 3 yrs 8 mos
State Registrations11 states
AZCAFLIDMIMOMTNVORTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.