Ashley Harward is a CFP-designated registered investment advisor, based in Greenville, SC, with 23 years of industry experience.
Location
2 W Washington St, Fl 8, Greenville, SC, 29601
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.
September 2014 - January 2018 · 3 yrs 4 mos
Bb&t Investment Services, INC.Broker
September 2014 - January 2018 · 3 yrs 4 mos
LPL Financial LLC
October 2007 - May 2013 · 5 yrs 7 mos
LPL Financial LLCBroker
October 2007 - May 2013 · 5 yrs 7 mos
Uvest Financial Services Group, INC.
December 2004 - October 2007 · 2 yrs 10 mos
Uvest Financial Services Group, INC.Broker
December 2004 - October 2007 · 2 yrs 10 mos
Banc of America Investment Services, INC.
February 2004 - April 2004 · 2 mos
Banc of America Investment Services, INC.Broker
February 2001 - April 2004 · 3 yrs 2 mos
Nationsbanc Investments, INC.Broker
April 1998 - August 1998 · 4 mos
State Registrations5 states
AZFLGANCSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.