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Christopher Hudgens

28 Years of Experience
Tavares, FL
3 DisclosuresBroker

Christopher Hudgens is a registered investment advisor at LPL Financial LLC, based in Tavares, FL, with 28 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Tavares, FL

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 2022
Judgment / Lien
September 2011
Customer Dispute
October 2006
Settled
Other Business Activities

Christopher operates under two DBAs for his LPL business: Focus Wealth Strategies and CSHudgens Capital Management. He dedicates full-time hours to these investment-related activities.

Employment History
Current Registrations
LPL Financial LLC
October 2018 - Present · 8 yrs
LPL Financial LLCBroker
August 2010 - Present · 16 yrs 2 mos
Previous Registrations
Independent Financial Partners
September 2010 - December 2018 · 8 yrs 3 mos
Raymond James Financial Services Advisors, INC
April 2009 - August 2010 · 1 yr 4 mos
Raymond James Financial Services
August 2005 - October 2009 · 4 yrs 2 mos
Raymond James Financial Services, INC.Broker
August 2005 - August 2010 · 5 yrs
Waddell & Reed, INC.
March 2004 - August 2005 · 1 yr 5 mos
Waddell & Reed, INC.Broker
April 1998 - August 2005 · 7 yrs 4 mos
State Registrations11 states
AZCOCTFLILKYMDNCNJNYWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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