Joseph Carbone is a CFP-designated registered investment advisor at Focus Planning Group, based in Bayport, NY, with 21 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Divorce Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 84 clients with $36M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $3.0M | 0.75% |
| $3.0M - $4.0M | 0.65% |
| $4.0M - $5.0M | 0.55% |
| $5M+ | 0.50% |
Fee Estimator
Location
Bayport, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is an independent insurance agent for various independent insurance companies.
Employment History
Current Registrations
Focus Planning Group
Previous Registrations
Cambridge Investment Research Advisors, INC.
Mariner Wealth Advisors, LLC
CBIZ Wealth Management, LLC
CBIZ Retirement Plan Services
Chase Investment Services CORP.
1717 Capital Management Company
State Registrations2 states
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