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TK
CFP
TK
CFP

Timothy Kertz

Stifel, Nicolaus & Company, Incorporated
26 Years of Experience
Lake Ozark, MO
Broker
View SEC Summary
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Timothy Kertz is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Lake Ozark, MO, with 26 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2820 Bagnell Dam Blvd, Suite A2, Lake Ozark, MO, 65049

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Timothy is a partner in Moniteau Investments, LLC, owner of Sisters Three by the Sea, LLC member of Sisters Three Properties, LLC, and board member for Brandon Michael Building, all related to rental properties. He also serves on committees and as a board member for the Municipal Theatre Association and Metropolitan Theatre of Saint Louis, respectively.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
October 2021 - Present · 5 yrs
Stifel, Nicolaus & Company, IncorporatedBroker
October 2021 - Present · 5 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2010 - October 2021 · 10 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - October 2021 · 13 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
January 2005 - January 2008 · 3 yrs
Edward JonesBroker
February 2000 - January 2005 · 4 yrs 11 mos
State Registrations27 states
ALARAZCACODCFLGAIAILINKSKYMAMONCNENYOHOKORSCTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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