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Brent Nelson

Stonex Advisors INC.
28 Years of Experience
Youngstown, OH
7 DisclosuresBrokerSells Insurance
View SEC Summary
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Brent Nelson is a registered investment advisor at Stonex Advisors INC., based in Youngstown, OH, with 28 years of industry experience. Brent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 9,843 clients with $5.1B in assets under management.

Stonex Advisors INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
233 advisors
Number of Clients
9,843 clients
Average Client Portfolio
$517K average
Assets Under Management
$5.1B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$200
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiated between the client and financial advisor up to a maximum annualized rate of 2.00% for standard assets and 1.50% for annuity allocations. Subject to a minimum annual fee of $200 or 0.10%, whichever is greater ($300 for Unified Managed Accounts). American Funds F2 platform has a separate tiered schedule of 0.80% and 0.55%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4800 Belmont Ave, Suite C, Youngstown, OH, 44505

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2024
Settled
Investigation
May 2007
Regulatory
June 2002
Final
Regulatory
December 2001
Final
Customer Dispute
February 2001
Pending
Employment Separation After Allegations
January 2000
Employment Separation After Allegations
June 1999
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brent works as an agent and advisor, focusing on fixed indexed products. He dedicates a few hours per week to this business, with minimal time spent during market hours.

Employment History
Current Registrations
Stonex Advisors INC.
January 2015 - Present · 11 yrs 9 mos
Stonex Securities INC.Broker
September 2014 - Present · 12 yrs 1 mo
Previous Registrations
Sterne Agee Investment Advisor Services, INC.
June 2001 - January 2015 · 13 yrs 7 mos
Wrp Investments, INC.Broker
April 2001 - September 2014 · 13 yrs 5 mos
Iar Securities CORP.Broker
January 2000 - May 2001 · 1 yr 4 mos
Ac Financial, INC.Broker
July 1999 - February 2000 · 7 mos
Fairchild Financial Group, INC.Broker
April 1998 - June 1999 · 1 yr 2 mos
State Registrations24 states
ARAZCACTDEFLGAIDINKYMIMNMTNCNJNYOHPARISCTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Brent Nelson - Financial Advisor | TrueAdvisor