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David Frank is a registered investment advisor at Cetera Investment Advisers LLC, based in Westlake, OH, with 27 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
2035 Crocker Road, Westlake, OH, 44145
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLC
December 2008 - Present · 17 yrs 5 mos
Cetera Investment Services LLCBroker
December 2008 - Present · 17 yrs 5 mos
Previous Registrations
Cetera Investment Services LLC
December 2008 - January 2014 · 5 yrs 1 mo
Financial Network Investment Corporation
January 2002 - December 2008 · 6 yrs 11 mos
Financial Network Investment CorporationBroker
September 2001 - December 2008 · 7 yrs 3 mos
Edward JonesBroker
April 1998 - August 2001 · 3 yrs 4 mos
State Registrations18 states
AZCACOFLGAKSKYMIMONCNJOHPATNTXVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.